SCS认证咨询|NCR需进行问题的根因分析并制定对应整改措施

6. Evaluation of Requirements 评估要求
6.1. Desk Audit 文件审核
The manufacturer shall submit all necessary forms, records, documents, and data to SCS for review. 
The auditor will review the submitted evidence and assess the manufacturer’s conformance with respect to the requirements of the Standard (Section 5.0 Requirements).
生产企业向 SCS 提交所有必要的表格、记录、文件和数据以供评估。审核员依据标准要求审阅生产企业提交的证据，评价对标准的符合性。
6.2. Onsite Audit 现场审核
The manufacturer and/or supplier(s) of recycled material may undergo onsite audit(s) if deemed necessary based on the submitted evidence and ability of the auditor to assess the manufacturer’s and/or supplier’s conformance to the Standard.
根据提交的证据和审核员评估生产企业和或供应商对标准的符合性，如有必要时需要进行现场审核。
6.3. Audit Findings 审核发现
After the completion of the desk or onsite audit the auditor may have formal audit findings regarding the degree of the manufacturer’s compliance with the requirements of the Standard. The three types of findings include:
完成文件审核或现场审核之后，根据生产企业对标准的符合程度，审核员形成正式的审核发现。
审核发现有三种类型：
6.3.1. Non-Conformity Report 不符合项报告
A Non-Conformity Report (NCR), defined as non-fulfillment of a specified requirement, shall be adequately resolved through root-cause analysis and corrective/preventative action before certification can be granted.
不符合项报告(NCR)，是指完全不符合具体的要求，获得认证之前，应进行原因分析并采取改正/预防措施关闭不符合项。
6.3.2. New Information Request 新的信息要求
A New Information Request (NIR), defined as a request for mandatory information that may be necessary to determine compliance, shall be adequately resolved through root-cause analysis and corrective/preventative action within an established deadline.
新的信息要求（NIR）,是指对于决定是否符合的必要的强制信息，需在指定的时间内进行原因分析并采取改正/预防措施。
6.3.3. Opportunity for Improvement 改进机会
An Opportunity for Improvement (OFI), is defined as a concept that will surpass minimum requirements. Certification is not dependent on the fulfillment of an OFI, and root-cause analysis and corrective/preventative action are not necessary.
改进机会（OFI）,是指已经超越了最低要求的概念。改进机会不影响认证决定，进行原因分析并采取改正/预防措施不是必要的。